BROKERS COMPLIANCE GROUP, INC. is the first full-service, mortgage risk management firm in the United States, specializing exclusively in outsourced mortgage compliance and offering a full suite of services to independent mortgage professionals.

Pioneers in outsourcing solutions for residential mortgage compliance!


o Advertising Manual
o Affiliated Business Arrangements (RESPA)
o Anti-Money Laundering – Bank and Nonbank SAR Filing
o Applications: Fannie, Freddie, Ginnie, HUD, VA
o Appraiser Independence Requirements (AIR)
o Banking Examinations (Federal, State, Agency, HUD/VA/USDA)
o CFPB Readiness Exam: Nonbank
o Consumer Complaints
o Disaster Recover and Business Continuity
o Due Diligence Reviews
o Equal Credit Opportunity Act (Regulation B)
o E-Sign Act
o Fair Credit Report Act (FCRA and FACTA)
o Fair Housing Administration – Guidelines (FHA)
o Fair Lending and Fair Housing Act
o Flood Insurance (NFIA)
o Forensic Mortgage Audit®
o Forms & Disclosures (Federal and State)
o Home Valuation Code of Conduct (HVCC)
o Internet Technology & Security (Disaster Recovery)
o Licensing (Statutory)
o Loan Level Analytics
o Loan Origination Platform Development
o Loan Originator Compensation (TILA)
o Mortgage Disclosure Improvement Act (MDIA)
o Mortgage Call Reports
o Mortgage Fraud Audit®
o NMLSR Support (Safe Act)
o Permissible Fees (Federal and State)
o Prefunding Fannie Mae, Freddie Mac, FHA, VA
o Privacy Guidelines (GLBA)
o Quality Control Audits: FHA/VA/USDA/GSEs
o Quality Control Plans: FHA, GSEs
o Real Estate Settlement Procedures Act (RESPA)
o Red Flags Compliance & Identity Theft Prevention
o Social Media and Internet
o Subprime Lending & High Cost Loans – Guidelines
o Truth in Lending (TILA)
o Unfair or Deceptive Acts and Practices (UDAAP)
o USA Patriot Act (USAPA)
o Vendor Management

We offer our clients real world, practical solutions to mortgage compliance issues, emphasizing operational assessment and improvement, benchmarking methodologies, Best Practices, regulatory compliance, and mortgage risk management.